SEC Form 4 · accession 0001558785-16-000111
CVR Refining, LP · CVRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Lynn Landreth
Officer — SVP, Economics & Planning
Period of report
Dec 26, 2016
Accepted (ET)
Dec 28, 2016 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001558785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Dec 26, 2016 | M | 8,456 | $9.64 | A | 19,456 | D | |
| Common UnitsF1 | Dec 26, 2016 | D | 8,456 | $9.64 | D | 11,000 | D | |
| Common UnitsF2 | Dec 27, 2016 | M | 6,241 | $9.26 | A | 17,241 | D | |
| Common UnitsF2 | Dec 27, 2016 | D | 6,241 | $9.26 | D | 11,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF1 | — | Dec 26, 2016 | M | 8,456 | D | Dec 26, 2016 | Dec 26, 2016 | Common Units | 8,456 | 8,455 | D |
| Phantom UnitsF2 | — | Dec 27, 2016 | M | 6,241 | D | Dec 27, 2016 | Dec 27, 2016 | Common Units | 6,241 | 0 | D |
Explanation of responses
- F1This transaction represents the cash settlement of vested Phantom Units awarded on December 26, 2014.
- F2This transaction represents the cash settlement of vested Phantom Units awarded on December 27, 2013.