SEC Form 4 · accession 0001376139-16-000132
CVR Refining, LP · CVRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Haugen
Officer — EVP, Refining Operations
Period of report
Dec 18, 2016
Accepted (ET)
Dec 20, 2016 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001558785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Dec 18, 2016 | M | 10,519 | $9.50 | A | 10,519 | D | |
| Common UnitsF1 | Dec 18, 2016 | D | 10,519 | $9.50 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive UnitsF2,F1 | — | Dec 18, 2016 | M | 10,519 | D | Dec 18, 2016 | Dec 18, 2016 | Common Units | 10,519 | 21,037 | D |
Explanation of responses
- F1This transaction represents the cash settlement of vested Incentive Units awarded on December 18, 2015.
- F2The Incentive Units were awarded to the reporting person by CVR Energy, Inc., an affiliate of CVR Refining, LP and the parent of the general partner of CVR Refining, LP.