SEC Form 4 · accession 0001140361-15-036733
CVR Refining, LP · CVRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl C Icahn
Director · 10% Owner
Period of report
Dec 18, 2014
Accepted (ET)
Oct 2, 2015 · 9:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001558785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F2,F3,F4 | Dec 18, 2014 | S | 3,000 | $17.30 | D | 18,036 | I | By wife. Please see footnotes |
| Common UnitsF1,F2,F3,F4 | Dec 23, 2014 | S | 4,036 | $17.02 | D | 14,000 | I | By wife. Please see footnotes |
| Common UnitsF1,F2,F3,F4 | Jan 20, 2015 | S | 2,000 | $14.07 | D | 12,000 | I | By wife. Please see footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As of February 17, 2015, CVR Refining Holdings, LLC, a Delaware limited liability company ("Holdings"), is (i) the direct beneficial owner of 97,303,764 common units representing limited partner interests of the Issuer (the "Common Units") and (ii) the indirect beneficial owner of 12,000 Common Units owned of record by its wholly subsidiary, CVR Refining Holdings Sub, LLC ("Holdings Sub").
- F2Holdings is the sole member of CVR Refining GP, LLC, a Delaware limited liability company which serves as the general partner of the Issuer (the "General Partner"). CVR Energy, Inc., a Delaware corporation ("CVR"), through subsidiaries is the beneficial owner of Holdings. As of December 31, 2014 Icahn Enterprises L.P., a Delaware limited partnership ("IEP"), through subsidiaries is the beneficial owner of (i) 6,000,000 Common Units and (ii) approximately 82% of the outstanding shares of common stock of CVR. Carl C. Icahn through subsidiaries is the beneficial owner of (i) the general partner of IEP and (ii) approximately 88.4% of the outstanding depositary units representing limited partnership interests in IEP.
- F3Each of the General Partner, CVR and IEP (by virtue of their relationship to Holdings and Holdings Sub) and Mr. Icahn (by virtue of his relationship to IEP) may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Common Units which Holdings and Holdings Sub beneficially own. Each of the General Partner, CVR, IEP and Mr. Icahn disclaims beneficial ownership of such Common Units except to the extent of their pecuniary interest therein. Mr. Icahn (by virtue of his relationship to IEP) may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Common Units which IEP beneficially owns. Mr. Icahn disclaims beneficial ownership of such Common Units except to the extent of his pecuniary interest therein.
- F4Mr. Icahn may be deemed to indirectly beneficially own the Common Units owned by Gail Golden, his spouse. Mr. Icahn disclaims beneficial ownership of such Depositary Units for all purposes.