SEC Form 4 · accession 0001209191-17-010908
PIMCO Dynamic Credit & Mortgage Income Fund · PCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Ivascyn
Other
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 8:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001558629
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Feb 10, 2017 | J | 178,361 | $0.00 | D | 178,361 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents transfer of shares by the Reporting Person to a family member.
- F2The aggregate holdings reported on Line 1, Table I, include 33,213 shares acquired on various dates by the Reporting Person under a qualified dividend reinvestment plan.
Remarks
Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee and a Portfolio Manager for this Issuer at PIMCO. Exhibit List: Exhibit 24 - Power of Attorney