SEC Form 4 · accession 0001209191-16-132216
PIMCO Dynamic Credit & Mortgage Income Fund · PCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Maney
Director
Period of report
Jul 7, 2016
Accepted (ET)
Jul 8, 2016 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001558629
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred compensation plan accountF1,F3,F2 | — | Jul 7, 2016 | I | 2,565 | A | — | — | Common Stock | 2,565 | 2,565 | D |
Explanation of responses
- F1Represents shares of Issuer common stock acquired by the Allianz Asset Management of America Executive Deferred Compensation Plan for the account of the Reporting Person.
- F2Upon the occurrence of certain events, the Reporting Person has the right to receive cash or securities representing the value of the shares held in his account, less applicable withholding taxes.
- F3The price reported in Column 8 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $19.2999 to $19.3000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney