SEC Form 4 · accession 0001181431-15-008169
PIMCO Dynamic Credit & Mortgage Income Fund · PCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Ivascyn
Other
Period of report
Jun 9, 2015
Accepted (ET)
Jun 11, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001558629
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Jun 9, 2015 | P | 211,076 | $20.355 | A | 211,076 | D | |
| COMMON STOCKF2 | Jun 10, 2015 | P | 79,219 | $20.3141 | A | 290,295 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $20.3350 to $20.3600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $20.3050 to $20.3200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.
Remarks
Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee, Group Chief Investment Officer and a Portfolio Manager for this Issuer at PIMCO. Exhibit List: Exhibit 24.1 - Power of Attorney