SEC Form 4 · accession 0001181431-15-006938
PIMCO Dynamic Credit & Mortgage Income Fund · PCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred T Murata
Other
Period of report
May 13, 2015
Accepted (ET)
May 14, 2015 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001558629
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | May 13, 2015 | P | 10,000 | $20.818 | A | 50,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $20.81 to $20.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.
Remarks
Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is a Portfolio Manager for this Issuer at PIMCO.