SEC Form 4 · accession 0001213900-18-016455
Arcimoto Inc · FUV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry L Becker
Officer — Chief Operating Officer · Director
Period of report
Nov 19, 2018
Accepted (ET)
Nov 21, 2018 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001558583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 19, 2018 | P | 210 | $3.00 | A | 210 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy Common Stock) | $2.0605 | holding | — | — | — | Oct 2, 2015 | Oct 2, 2025 | Common Stock | 5,000 | 5,000 | D |
| Stock Option (Right to Buy Common Stock)F2 | $4.33 | holding | — | — | — | — | Sep 1, 2028 | Common Stock | 20,000 | 20,000 | D |
| Warrant (Right to Purchase Common Stock) | $0.50 | holding | — | — | — | Sep 24, 2012 | Sep 24, 2022 | Common Stock | 30,000 | 30,000 | D |
| Warrant (Right to Purchase Common Stock) | $0.9375 | holding | — | — | — | May 23, 2013 | May 23, 2023 | Common Stock | 170,000 | 170,000 | D |
Explanation of responses
- F1Purchase made in the Issuer's common stock offering under its Registration Statement on Form S-3 (333-227683), filed by the Issuer with the Securities and Exchange Commission on November 16, 2018, and the prospectus supplements thereto.
- F2The option vests 1/3 on the first anniversary of the date of grant, September 1, 2019. The remaining options vest in equal monthly installments for 24 months on the 1st day of each month, commencing on October 1, 2019.