SEC Form 3 · accession 0001520138-16-000812
CAPSTONE FINANCIAL GROUP, INC. · CAPP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy Anne Pastor
Officer — Chief Brand Officer · 10% Owner
Period of report
Jun 1, 2015
Accepted (ET)
Apr 1, 2016 · 8:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001558432
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 114,497 | D | ||
| Common Stock | holding | — | — | — | 69,626,777 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Remarks
1. 69,626,777 of the shares owned beneficially by the Reporting Person are owned of record by her spouse Darin Richard Pastor. The shares include 9,436,414 shares which Darin Richard Pastor reported, on a Form 4 filed 10/23/2015, that he had sold on 10/21/2015; such sale transaction has not yet been completed and such shares have not yet been transferred of record.