SEC Form 3 · accession 0001140361-15-035018
EPIC STORES CORP. · BETVD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Wayne Riggs
Director · 10% Owner
Period of report
Sep 14, 2015
Accepted (ET)
Sep 14, 2015 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001558009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 5,231,379 | I | Pinnacle Investments, LLLP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $1.02 | holding | — | — | — | Jun 24, 2015 | Jun 24, 2018 | Common Stock | 333,663 | — | I |
Explanation of responses
- F1These securities are held by Pinnacle Investments, LLLP, a company controlled by Mr. Riggs. Mr. Riggs exercises investment power over the securities held by Pinnacle Investments, LLLP.