SEC Form 4 · accession 0001562180-17-001070
Dermira, Inc. · DERM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene A Bauer
Officer — Chief Medical Officer · Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 2, 2017 · 7:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 1, 2017 | S | 800 | $32.5988 | D | 46,178 | I | By the Bauer Family 1995 Trust |
| Common StockF4,F3 | Mar 1, 2017 | S | 1,200 | $33.8075 | D | 44,978 | I | By the Bauer Family 1995 Trust |
| Common StockF5,F3 | Mar 1, 2017 | S | 400 | $34.4875 | D | 44,578 | I | By the Bauer Family 1995 Trust |
| Common StockF3 | Mar 1, 2017 | S | 100 | $35.89 | D | 44,478 | I | By the Bauer Family 1995 Trust |
| Common StockF6 | holding | — | — | — | 3,489 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These trades were made pursuant to a Rule 10b5-1 trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $32.13 to $32.92. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The Reporting Person is a Co-Trustee.
- F4This transaction was executed in multiple trades at prices ranging from $33.41 to $34.28. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $34.42 to $34.59. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6These shares include prior ESPP purchases.