SEC Form 4 · accession 0001562180-17-001068
Dermira, Inc. · DERM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Ringo
Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 2, 2017 · 7:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | M | 500 | $16.00 | A | 500 | D | |
| Common StockF2 | Mar 1, 2017 | S | 500 | $35.094 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F3 | $16.00 | Mar 1, 2017 | M | 500 | D | — | Oct 1, 2024 | Common Stock | 500 | 19,275 | D |
Explanation of responses
- F1These trades were made pursuant to a Rule 10b5-1 trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $35.09 to $35.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F31/36th of the shares underlying the option vest each month from the vesting commencement date of 7/25/2014, subject to the reporting person's continuous status as a Service Provider on the applicable vesting date.