SEC Form 4 · accession 0001562180-16-003216
Dermira, Inc. · DERM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G Wiggans
Officer — CEO & Chairman of the Board · Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 4, 2016 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557883
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Oct 3, 2016 | S | 8,900 | $34.54 | D | 158,280 | I | By the Wiggans Living Trust dated 5/14/02 |
| Common StockF4,F3 | Oct 3, 2016 | S | 2,100 | $34.86 | D | 156,180 | I | By the Wiggans Living Trust dated 5/14/02 |
| Common StockF5 | holding | — | — | — | 0 | I | By the Amanda Wiggans Irrevocable Trust dated 2/24/11 | |
| Common StockF5 | holding | — | — | — | 0 | I | By the Elizabeth Wiggans Irrevocable Trust dated 2/24/11 | |
| Common StockF6 | holding | — | — | — | 5,384 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These trades were made pursuant to a Rule 10b5-1 trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $33.83 to $34.82. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The Reporting Person is a Co-Trustee.
- F4This transaction was executed in multiple trades at prices ranging from $34.83 to $34.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5The Reporting Person has no voting or dispositive power over the shares held by the trust. The Reporting Person no longer has indirect beneficial ownership of any shares in the trust.
- F6These shares include prior ESPP purchases.