SEC Form 4 · accession 0001140361-17-001364
Dermira, Inc. · DERM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lori Lyons-Williams
Officer — Chief Commercial Officer
Period of report
Jan 9, 2017
Accepted (ET)
Jan 10, 2017 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557883
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to buy)F1 | $31.87 | Jan 9, 2017 | A | 100,000 | A | — | Jan 8, 2027 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The stock option vests and becomes exercisable as to 25% of the shares subject to the option on December 12, 2017, and thereafter vests as to 1/48th of the total number of shares in equal monthly installments, subject to the continuing employment of the Reporting Person on each vesting date.