SEC Form 4 · accession 0001140361-15-036323
Dermira, Inc. · DERM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen Sebelius
Director
Period of report
Sep 30, 2015
Accepted (ET)
Sep 30, 2015 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557883
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F1 | $23.34 | Sep 30, 2015 | A | 20,689 | A | — | Sep 29, 2025 | Common Stock | 20,689 | 20,689 | D |
Explanation of responses
- F1The stock option vests and becomes exercisable over three years, with 1/3rd of the shares vesting on the anniversary of the date of grant, where the first vesting date is September 30, 2016, subject to the continuing service of the Reporting Person on each vesting date and until the stock option is 100% vested.