SEC Form 4 · accession 0001209191-17-030260
Ignyta, Inc. · RXDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zachary Hornby
Officer — Chief Operating Officer
Period of report
May 3, 2017
Accepted (ET)
May 5, 2017 · 2:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2017 | M | 2,083 | $0.57 | A | 135,744 | D | |
| Common Stock | May 3, 2017 | M | 1,389 | $0.60 | A | 137,133 | D | |
| Common Stock | May 3, 2017 | M | 10,000 | $1.02 | A | 147,133 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.57 | May 3, 2017 | M | 2,083 | D | — | Dec 10, 2022 | Common Stock | 2,083 | 0 | D |
| Stock Option (Right to Buy)F1 | $0.60 | May 3, 2017 | M | 1,389 | D | — | Feb 14, 2023 | Common Stock | 1,389 | 0 | D |
| Stock Option (Right to Buy)F2 | $1.02 | May 3, 2017 | M | 10,000 | D | — | Sep 9, 2023 | Common Stock | 10,000 | 40,000 | D |
Explanation of responses
- F1This option is fully vested.
- F2As of May 3, 2017 and prior to this transaction, 44,791 shares of common stock subject to the option vested. Approximately 1,041 shares of common stock subject to the option vest on the ninth day of each month until September 9, 2017.