SEC Form 4 · accession 0001209191-16-114147
Ignyta, Inc. · RXDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zachary Hornby
Officer — Chief Operating Officer
Period of report
Mar 17, 2016
Accepted (ET)
Apr 13, 2016 · 7:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2016 | M | 17,917 | $0.57 | A | 128,384 | D | |
| Common Stock | Mar 17, 2016 | M | 5,277 | $0.60 | A | 133,661 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.57 | Mar 17, 2016 | M | 17,917 | D | — | Dec 10, 2022 | Common Stock | 17,917 | 2,083 | D |
| Stock Option (Right to Buy)F2 | $0.60 | Mar 17, 2016 | M | 5,277 | D | — | Feb 14, 2023 | Common Stock | 5,277 | 1,389 | D |
Explanation of responses
- F1As of March 17, 2016 and prior to this transaction, 17,917 shares of common stock subject to the option vested. Approximately 417 shares of common stock subject to the option vest on the sixth day of each month until August 6, 2016.
- F2As of March 17, 2016 and prior to this transaction, 5,277 shares of common stock subject to the option vested. Approximately 139 shares of common stock subject to the option vest on the 14th day of each month until January 14, 2017.