SEC Form 4 · accession 0001209191-16-114145
Ignyta, Inc. · RXDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan E Lim
Officer — President, CEO & Director · Director · 10% Owner
Period of report
Apr 11, 2016
Accepted (ET)
Apr 13, 2016 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 11, 2016 | M | 26,388 | $0.60 | A | 123,388 | D | |
| Common StockF1 | holding | — | — | — | 3,350,000 | I | By City Hill Venture Partners I, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $0.60 | Apr 11, 2016 | M | 26,388 | D | — | Feb 14, 2023 | Common Stock | 26,388 | 6,945 | D |
Explanation of responses
- F1The Reporting Person is the Manager of City Hill Ventures, LLC, which is the Manager of City Hill Ventures Partners I, LLC, and as such the Reporting Person and City Hill Ventures, LLC have the power to vote or dispose of the securities held of record by the Reporting Person and may be deemed to beneficially own those securities. The Reporting Person disclaims beneficial ownership of the securities held of record by City Hill Venture Partners I, LLC except to the extent of his pecuniary interest therein.
- F2As of April 11, 2016 and prior to this transaction, 26,388 shares of common stock subject to the option vested. Approximately 694 shares of common stock subject to the option vest on the 14th day of each month until January 14, 2017.