SEC Form 4 · accession 0001209191-15-067373
Ignyta, Inc. · RXDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan E Lim
Officer — President, CEO & Director · Director · 10% Owner
Period of report
Aug 19, 2015
Accepted (ET)
Aug 21, 2015 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 19, 2015 | P | 6,500 | $12.9518 | A | 3,323,168 | I | By City Hill Venture Partners I, LLC |
| Common StockF3,F2 | Aug 19, 2015 | P | 240 | $13.05 | A | 3,323,408 | I | By City Hill Venture Partners I, LLC |
| Common StockF4,F2 | Aug 20, 2015 | P | 1,700 | $12.6899 | A | 3,325,108 | I | By City Hill Venture Partners I, LLC |
| Common StockF2 | Aug 20, 2015 | P | 40 | $12.7672 | A | 3,325,148 | I | By City Hill Venture Partners I, LLC |
| Common Stock | holding | — | — | — | 25,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted average price of the shares purchased. These shares were purchased in multiple transactions at prices ranging from $12.73 to $13.14. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2The Reporting Person is the Manager of City Hill Ventures, LLC, which is the Manager of City Hill Ventures Partners I, LLC, and as such the Reporting Person and City Hill Ventures, LLC have the power to vote or dispose of the securities held of record by the Reporting Person and may be deemed to beneficially own those securities. The Reporting Person disclaims beneficial ownership of the securities held of record by City Hill Venture Partners I, LLC except to the extent of his pecuniary interest therein.
- F3Reflects the weighted average price of the shares purchased. These shares were purchased in multiple transactions at prices ranging from $13.00 to $13.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F4Reflects the weighted average price of the shares purchased. These shares were purchased in multiple transactions at prices ranging from $12.50 to $13.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.