SEC Form 4 · accession 0001209191-15-003563
Ignyta, Inc. · RXDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zachary Hornby
Officer — Chief Operating Officer
Period of report
Jan 8, 2015
Accepted (ET)
Jan 9, 2015 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 8, 2015 | A | 50,000 | $0.00 | A | 81,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $6.58 | Jan 8, 2015 | A | 48,000 | A | — | Jan 7, 2025 | Common Stock | 48,000 | 48,000 | D |
Explanation of responses
- F1Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units will vest on the fifth anniversary of the date of grant.
- F2The option is exercisable as it vests. 25% of the total number of shares subject to the option vest on January 8, 2016, and 1/48th of the total number of shares subject to the option vest monthly thereafter.