SEC Form 4 · accession 0001690348-17-000002
Zeo ScientifiX, Inc. · ZEOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maria Ines Mitrani
Officer — VP, Chief Science Officer · Director · 10% Owner
Period of report
Mar 8, 2017
Accepted (ET)
Mar 13, 2017 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557376
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Non-Convertible Preferred Stock | Mar 8, 2017 | A | 100 | $0.00 | A | 100 | D | |
| Series A Non-Convertible Preferred Stock | holding | — | — | — | 100 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to purchase)F1 | $0.02 | Mar 8, 2017 | A | 13,850,000 | A | Mar 8, 2017 | Mar 8, 2027 | Common Stock | 13,850,000 | 13,850,000 | D |
Explanation of responses
- F1Exercisable on a cash or "cashless" basis.