SEC Form 4 · accession 0001683168-18-002193
Zeo ScientifiX, Inc. · ZEOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian T Bothwell
Officer — Chief Financial Officer · 10% Owner
Period of report
Apr 6, 2018
Accepted (ET)
Aug 8, 2018 · 3:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557376
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 6, 2018 | A | 1,000,000 | $0.003 | A | 2,000,000 | D | |
| Common Stock | Apr 23, 2018 | A | 4,675,439 | $0.001 | A | 55,300,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF2 | $0.001 | Apr 23, 2018 | X | 53,300,000 | D | Mar 8, 2017 | Mar 8, 2027 | Common Stock | 48,624,561 | 0 | D |
Explanation of responses
- F1Amounts acquired pursuant to settlement agreement filed with Issuer's Form-K dated April 12, 2018.
- F2Cashless exercise pursuant to Plan and Agreement of Reorginzation filed with Issuer's Form 8-K dated April 23, 2018.