SEC Form 4 · accession 0001683168-18-002191
Zeo ScientifiX, Inc. · ZEOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert Mitrani
Officer — President · Director · 10% Owner
Period of report
Apr 23, 2018
Accepted (ET)
Aug 8, 2018 · 3:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557376
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 23, 2018 | A | 2,092,105 | $0.001 | A | 23,850,000 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1 | $0.001 | Apr 23, 2018 | X | 23,850,000 | D | Mar 8, 2017 | Mar 8, 2027 | Common Stock | 21,757,985 | 0 | I |
Explanation of responses
- F1Cashless exercise by Reporting Person's spouse pursuant to Plan and Agreement of Reorginzation filed with Issuer's Form 8-K dated April 23, 2018.