SEC Form 4 · accession 0001593968-19-000195
Kadmon Holdings, Inc. · KDMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia Schwalm
Director
Period of report
Jan 22, 2019
Accepted (ET)
Jan 23, 2019 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557142
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2,F1 | $2.27 | Jan 22, 2019 | A | 64,935 | A | — | Jan 22, 2029 | Common Stock, par value $0.001 | 64,935 | 64,935 | D |
Explanation of responses
- F1The option becomes vested and exercisable in three equal annual installments over 3 years from January 22, 2019, the date of grant.
- F2Only represents derivative securities of this class.