SEC Form 4 · accession 0001593968-17-001354
Kadmon Holdings, Inc. · KDMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven N. Gordon
Officer — Exec VP, GC, Chief Admin, Comp
Period of report
Dec 8, 2017
Accepted (ET)
Dec 12, 2017 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557142
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $3.64 | Dec 8, 2017 | A | 180,000 | A | — | Dec 8, 2027 | Common Stock, par value $0.001 | 180,000 | 180,000 | D |
Explanation of responses
- F1The stock appreciation right vests and becomes exercisable in three equal annual installments over 3 years from December 8, 2017, the date of grant.