SEC Form 4 · accession 0001593968-17-000970
Kadmon Holdings, Inc. · KDMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene Bauer
Director
Period of report
Aug 8, 2017
Accepted (ET)
Aug 8, 2017 · 9:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 | Aug 8, 2017 | P | 5,000 | $2.36 | A | 5,000 | I | Bauer Family 1995 Trust |
| Common Stock, par value $0.001 | holding | — | — | — | 1,716 | D |
Table II — derivative securities
No Table II lines on this filing.