SEC Form 4 · accession 0001593968-17-000844
Kadmon Holdings, Inc. · KDMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bart M Schwartz
Director
Period of report
Jun 29, 2017
Accepted (ET)
Jun 30, 2017 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557142
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $4.12 | Jun 29, 2017 | A | 50,000 | A | — | Jun 29, 2027 | Common Stock, par value $0.001 | 50,000 | 50,000 | D |
Explanation of responses
- F1The option becomes vested and exercisable on June 29, 2018.
- F2Only represents derivative securities of this class.