SEC Form 4 · accession 0001593968-17-000147
Kadmon Holdings, Inc. · KDMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kadmon I, LLC
10% Owner
Period of report
Jan 23, 2017
Accepted (ET)
Jan 25, 2017 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001F1 | Jan 23, 2017 | J | 5,450,273 | $0.00 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 23, 2017, pursuant to the liquidation of Kadmon I, LLC, all securities beneficially owned by Kadmon I, LLC were distributed pro rata to its members.