SEC Form 4 · accession 0001593968-16-001209
Kadmon Holdings, Inc. · KDMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harlan Waksal
Officer — President, CEO · Director
Period of report
Nov 16, 2016
Accepted (ET)
Nov 16, 2016 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 | Nov 16, 2016 | P | 2,000 | $6.3666 | A | 102,040 | D |
Table II — derivative securities
No Table II lines on this filing.