SEC Form 4 · accession 0001557142-16-000040
Kadmon Holdings, Inc. · KDMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Konstantin Poukalov
Officer — EVP, Chief Financial Officer
Period of report
Nov 11, 2016
Accepted (ET)
Nov 14, 2016 · 8:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001 | Nov 11, 2016 | P | 1,000 | $5.96 | A | 1,000 | D | |
| Common stock, par value $0.001 | Nov 11, 2016 | P | 1,000 | $5.91 | A | 2,000 | D | |
| Common stock, par value $0.001 | Nov 11, 2016 | P | 1,000 | $5.95 | A | 3,000 | D | |
| Common stock, par value $0.001 | Nov 11, 2016 | P | 1,000 | $5.43 | A | 4,000 | D |
Table II — derivative securities
No Table II lines on this filing.