SEC Form 4 · accession 0001140361-16-076259

Kadmon Holdings, Inc. · KDMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

10% Owner

10% Owner

Period of report

Aug 10, 2016

Accepted (ET)

Aug 12, 2016 · 5:20 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001557142

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $0.001 par value per share^F1,F2	Aug 10, 2016	P	50,951	$9.9812	A	7,662,795	I	See footnote
Common Stock, $0.001 par value per share^F2	Aug 11, 2016	P	22,000	$9.9947	A	7,684,795	I	See footnote
Common Stock, $0.001 par value per share^F2	Aug 12, 2016	P	14,578	$9.9762	A	7,699,373	I	See footnote

No Table II lines on this filing.

F1The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.9691 to $10.00, inclusive. The reporting person undertakes to provide to Kadmon Holdings, Inc., any security holder of Kadmon Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (2) of this Form 4.
F2The securities subject to the transactions disclosed in this Form 4 are owned by certain funds (the "Funds") managed by Third Point LLC ("Third Point"). Daniel S. Loeb is the Chief Executive Officer of Third Point. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, Third Point and Mr. Loeb may be deemed to be the beneficial owners of the securities beneficially owned by the Funds. Third Point and Mr. Loeb hereby disclaim beneficial ownership of all such securities, except to the extent of any indirect pecuniary interest therein.

List of Exhibits: Exhibit 99.1 - Joint Filer Information