SEC Form 3 · accession 0000899243-17-024991

Techpoint, Inc. · M-6697

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Technology Officer · 10% Owner

Period of report

Sep 19, 2017

Accepted (ET)

Oct 31, 2017 · 5:29 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001556898

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	holding	—	—	—	1,360,000	D
Common Stock^F1,F2	holding	—	—	—	995,000	I	By daughter
Common Stock^F1	holding	—	—	—	970,000	I	By daughter

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F3	$2.93	holding	—	—	—	—	Apr 1, 2027	Common Stock	88,000	—	D
Employee Stock Option (right to buy)^F4	$2.93	holding	—	—	—	—	Apr 1, 2027	Common Stock	5,000	—	I

F1The issuer's common stock trades on the Tokyo Stock Exchange under the symbol referenced in the issuer's registration statement on Form S-1 (File No. 333-219992).
F2Includes 11,833 shares of common stock that are subject to a right of repurchase by the issuer that lapses over time in accordance with the terms of a stock option award that was early exercised.
F3The option vests and becomes exercisable over 5 years at the rate of 1/60th of the total shares on each monthly anniversary from the vesting commencement date of April 1, 2017.
F4The option vests over 5 years at the rate of 1/60th of the total shares on each monthly anniversary from the vesting commencement date of April 1, 2017. The option includes an early exercise provision that allows the optionee to exercise the option as to the unvested shares (in addition to the vested shares), subject to the issuer's right of repurchase of any unvested shares that lapses over the vesting period.

Exhibit List: Exhibit 24 - Power of Attorney