SEC Form 3 · accession 0000899243-17-024973
Techpoint, Inc. · M-6697
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fumihiro Kozato
Officer — See Remarks · Director · 10% Owner
Period of report
Sep 19, 2017
Accepted (ET)
Oct 31, 2017 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001556898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 1,818,888 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $2.93 | holding | — | — | — | — | Apr 1, 2027 | Common Stock | 108,000 | — | D |
Explanation of responses
- F1The issuer's common stock trades on the Tokyo Stock Exchange under the symbol referenced in the issuer's registration statement on Form S-1 (File No. 333-219992).
- F2These securities are jointly owned by Fumihiro Kozato and Masako Kozato.
- F3The option vests and becomes exercisable over 5 years at the rate of 1/5th of the total number of shares on the 12 month anniversary from the vesting commencement date (April 1, 2017), and 1/60th of the total number of shares each month thereafter.
Remarks
President and Chief Executive Officer Exhibit List: Exhibit 24 - Power of Attorney