SEC Form 3 · accession 0000899243-17-024968
Techpoint, Inc. · M-6697
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Koji Mori
Director
Period of report
Sep 19, 2017
Accepted (ET)
Oct 31, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001556898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 30,000 | D | ||
| Common StockF1,F2 | holding | — | — | — | 95,000 | I | By wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $2.51 | holding | — | — | — | Aug 18, 2016 | Aug 18, 2026 | Common Stock | 4,688 | — | D |
| Stock Option (right to buy)F2 | $2.51 | holding | — | — | — | — | Aug 17, 2026 | Common Stock | 7,500 | — | D |
| Stock Option (right to buy)F3 | $3.18 | holding | — | — | — | — | Aug 10, 2027 | Common Stock | 7,500 | — | D |
Explanation of responses
- F1The issuer's common stock trades on the Tokyo Stock Exchange under the symbol referenced in the issuer's registration statement on Form S-1 (File No. 333-219992).
- F2The option vested over 1 year at the rate of 1/12th of the total shares each month following the vesting commencement date of June 1, 2016.
- F3The option vests over 1 year at the rate of 1/12th of the total shares upon each monthly anniversary of the vesting commencement date of June 1, 2017. The option includes an early exercise provision that allows the reporting person to exercise the option as to the unvested shares (in addition to the vested shares), subject to the issuer's right of repurchase of any unvested shares that lapses over the vesting period.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney