SEC Form 4 · accession 0001209191-17-036445
Rithm Capital Corp. · RITM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Sloves
Director
Period of report
May 26, 2017
Accepted (ET)
May 31, 2017 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001556593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 26, 2017 | A | 4,532 | $0.00 | A | 10,324 | D | |
| Common Stock | holding | — | — | — | 20,000 | I | Sloves Family Trust | |
| Common Stock | holding | — | — | — | 1,500 | I | Custodian for Daughter | |
| Common Stock | holding | — | — | — | 1,500 | I | Custodian for Daughter | |
| Common Stock | holding | — | — | — | 700 | I | Custodian for Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.55 on May 26, 2017.