SEC Form 4 · accession 0001209191-17-008052
Rithm Capital Corp. · RITM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Nierenberg
Officer — Chairman, CEO & President · Director
Period of report
Feb 3, 2017
Accepted (ET)
Feb 6, 2017 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001556593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Feb 3, 2017 | P | 2,600 | $15.00 | A | 935,352 | D | |
| Common Stock, par value $0.01 per share | Feb 3, 2017 | P | 8,000 | $15.00 | A | 24,400 | I | Custodian for son |
| Common Stock, par value $0.01 per share | Feb 3, 2017 | P | 8,000 | $15.00 | A | 23,850 | I | Custodian for daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were purchased in connection with the Issuer's public offering of common stock.