SEC Form 4 · accession 0001209191-17-007277
Rithm Capital Corp. · RITM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Sloves
Director
Period of report
Feb 1, 2017
Accepted (ET)
Feb 2, 2017 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001556593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2017 | A | 10,000 | $15.34 | A | 20,000 | I | Sloves Family Trust |
| Common Stock | Feb 1, 2017 | A | 500 | $15.38 | A | 1,500 | I | Custodian for Daughter |
| Common StockF1 | Feb 1, 2017 | A | 700 | $15.38 | A | 700 | I | Custodian for Son |
| Common Stock | holding | — | — | — | 5,792 | D | ||
| Common Stock | holding | — | — | — | 1,500 | I | Custodian for Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $15.3750 to $15.3775. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.