SEC Form 4 · accession 0001209191-17-000953
Rithm Capital Corp. · RITM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Sloves
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 4, 2017 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001556593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2017 | A | 5,092 | $0.00 | A | 5,792 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | Sloves Family Trust | |
| Common Stock | holding | — | — | — | 1,500 | I | Custodian for Daughter | |
| Common Stock | holding | — | — | — | 1,000 | I | Custodian for Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $15.81 on January 3, 2017.