SEC Form 4 · accession 0001209191-16-155891
Rithm Capital Corp. · RITM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert McGinnis
Director
Period of report
Dec 16, 2016
Accepted (ET)
Dec 19, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001556593
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $15.96 | Dec 16, 2016 | A | 1,000 | A | — | Dec 16, 2026 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Non-officer Director Stock Options were granted pursuant to the issuer's Nonqualified Option and Incentive Award Plan (the "Plan"). Such options are fully vested in accordance with the terms of the Plan.