SEC Form 4 · accession 0001209191-16-149722
Rithm Capital Corp. · RITM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Sloves
Director
Period of report
Nov 11, 2016
Accepted (ET)
Nov 14, 2016 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001556593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Nov 11, 2016 | P | 10,000 | $14.23 | A | 10,000 | I | Sloves Family Trust |
| Common Stock, par value $0.01 per share | Nov 11, 2016 | P | 700 | $14.24 | A | 700 | D | |
| Common Stock, par value $0.01 per share | Nov 11, 2016 | P | 1,500 | $14.18 | A | 1,500 | I | Custodian for daughter |
| Common Stock, par value $0.01 per shareF2 | Nov 11, 2016 | P | 1,000 | $14.17 | A | 1,000 | I | Custodian for daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $14.22 to $14.23. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $14.16 to $14.17. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.