SEC Form 5 · accession 0001258626-18-000003
Owens Realty Mortgage, Inc. · ORM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Owens
Officer — Chairman · Director
Period of report
Dec 31, 2015
Accepted (ET)
Dec 18, 2018 · 2:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001556364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ORM Common StockF1 | Aug 7, 2015 | J | 5,789 | $0.00 | A | 8,959 | I | By Self as Trustee for Owens Trust Dated 2/24/98 |
| ORM Common StockF2 | Dec 11, 2015 | P | 3,028 | $13.3157 | A | 14,600 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These 5,789 shares were an inheritance from the Owens Trust, of which the reporting person was not the Trustee of, on August 7, 2015 that were never reported. They were also omitted on the subsequent Form 4 filed.
- F2These 3,028 shares purchased on 12/11/15 were never reported by the reporting person.