SEC Form 4 · accession 0001258626-15-000004
Owens Realty Mortgage, Inc. · ORM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Owens
Officer — President & CEO · Director
Period of report
Dec 4, 2015
Accepted (ET)
Dec 8, 2015 · 1:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001556364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ORM Common Stock | Dec 4, 2015 | I | 200 | $13.50 | A | 44,660 | I | By Owens Financial Group 401(k) |
| ORM Common Stock | Dec 7, 2015 | I | 2,500 | $13.40 | A | 47,160 | I | By Owens Financial Group 401(k) |
| ORM Common Stock | Dec 7, 2015 | I | 2,000 | $13.45 | A | 49,160 | I | By Owens Financial Group 401(k) |
| ORM Common Stock | Dec 7, 2015 | I | 3,300 | $13.50 | A | 52,460 | I | By Owens Financial Group 401(k) |
| ORM Common StockF1 | holding | — | — | — | 96,785 | I | By Owens Financial Group, Inc. | |
| ORM Common StockF2 | holding | — | — | — | 360 | I | By Self as Trustee for Owens Trust Dated 2/24/98 | |
| ORM Common Stock | holding | — | — | — | 2,810 | D | ||
| ORM Common StockF3 | holding | — | — | — | 4,637 | I | By Belmar, Limited Partnership | |
| ORM Common Stock | holding | — | — | — | 6,361 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1William C. Owens is an officer and director of Owens Realty Mortgage, Inc. Mr. Owens owns 64.3889% of Owens Financial Group, Inc. Each of Bryan H. Draper and William E. Dutra own 16.7977%, and Brian M. Haines owns 2.0157% of Owens Financial Group, Inc. Owens Financial Group, Inc. owns 96,785 shares of Common Stock of Owens Realty Mortgage, Inc. Owens Financial Group, Inc. holds 83, 049 shares directly, and Investors Yield. Inc. (a wholly-owned subsidiary of Owens Financial Group, Inc.) holds 13,736 shares. Mr. Owens disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F2Shares held by Owens Trust dated February 24, 1998, the trustee of which is Mr. Owens.
- F3Shares held by Belmar, a California limited partnership of which Mr. Owens owns 49.22%. Mr. Owens disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.