SEC Form 4 · accession 0001104659-16-131385
Syros Pharmaceuticals, Inc. · SYRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy A Simonian
Officer — President and CEO · Director
Period of report
Jul 6, 2016
Accepted (ET)
Jul 6, 2016 · 9:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001556263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 6, 2016 | C | 66,666 | — | A | 370,702 | D | |
| Common Stock | holding | — | — | — | 80,000 | I | By the Douglas and Nancy Cole Family Trust f/b/o Bennett H. Cole | |
| Common Stock | holding | — | — | — | 80,000 | I | By the Douglas and Nancy Cole Family Trust f/b/o William H. Cole |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A-2 Preferred StockF1 | — | Jul 6, 2016 | C | 250,000 | D | — | — | Common Stock | 66,666 | 0 | D |
Explanation of responses
- F1The Series A-2 Preferred Stock converted into Common Stock on a 3.75-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A-2 Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.