SEC Form 3 · accession 0001477932-15-000272
CUR MEDIA, INC. · CURM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Lack
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 12, 2015 · 7:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001556226
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 99,849 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Statutory Stock OptionsF1 | $0.04 | holding | — | — | — | Jan 28, 2014 | Dec 30, 2022 | Common Stock | 127,389 | — | D |
| Non-Statutory Stock OptionsF2 | $1.00 | holding | — | — | — | Jan 28, 2018 | Jan 28, 2024 | Common Stock | 400,000 | — | D |
| Non-Statutory Stock OptionsF3 | $1.00 | holding | — | — | — | Jan 31, 2018 | Jan 31, 2024 | Common Stock | 166,360 | — | D |
| WarrantsF4 | $2.00 | holding | — | — | — | Jan 28, 2014 | Jan 27, 2019 | Common Stock | 100,000 | — | D |
Explanation of responses
- F1These Non-Statutory Stock Options were granted to the Reporting Person on January 28, 2014, under the Issuer's 2014 Equity Incentive Plan (the "Plan"). All 127,389 options are currently vested.
- F2These Non-Statutory Stock Options were granted to the Reporting Person on January 28, 2014, under the Plan. These options will vest (a) as to 100,000 of the underlying shares, on January 28, 2015, and (b) as to 300,000 of the underlying shares, ratably on a monthly basis over a 3-year period.
- F3These Non-Statutory Stock Options were granted to the Reporting Person on January 31, 2014, under the Plan. These 166,360 options will vest (a) as to the 41,590 of the underlying shares, on January 31, 2015, and (b) as to 124,770 of the underlying shares, ratably on a monthly basis over a 3-year period.
- F4These Warrants were granted to the Reporting Person on January 28, 2014, in connection with a private placement the Issuer conducted. All of the Warrants are currently exercisable.