SEC Form 3 · accession 0001477932-15-000268

CUR MEDIA, INC. · CURM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President, CEO, interim CFO · Director · 10% Owner

Period of report

Dec 31, 2014

Accepted (ET)

Jan 12, 2015 · 6:56 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001556226

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—		—	4,662,273	D
Common Stock^F1	holding	—	—		—	1,601,376	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Statutory Stock Options^F2	$0.04	holding	—	—	—	Jan 28, 2014	Apr 1, 2022	Common Stock	127,389	—	D
Non-Statutory Stock Options^F2	$0.04	holding	—	—	—	Jan 28, 2014	Oct 1, 2022	Common Stock	191,083	—	D
Non-Statutory Stock Options^F2	$0.04	holding	—	—	—	Jan 28, 2014	Dec 31, 2022	Common Stock	50,956	—	D
Non-Statutory Stock Options^F3	$0.08	holding	—	—	—	Jan 28, 2014	Feb 2, 2019	Common Stock	50,149	—	I
Restricted Stock Awards^F4	$0.00	holding	—	—	—	Jan 28, 2014	Oct 17, 2021	Common Stock	127,389	—	I
Non-Statutory Stock Options^F5	$1.00	holding	—	—	—	Mar 11, 2018	Mar 11, 2024	Common Stock	400,000	—	D

F1These shares of Common Stock are held by The Thomas E. Brophy 2004 Grantor Retained Annuity Trust Dated 3/2/2004 (the "Brophy Trust"). Karen P. Brophy, the Reporting Peron's spouse, is Trustee of the Brophy Trust and has sole voting and investment power over the shares owned thereby.
F2These Non-Statutory Stock Options were granted to the Reporting Person on January 28, 2014, under the Issuer's 2014 Equity Incentive Plan (the "Plan"). All of these options are currently vested.
F3These Non-Statutory Stock Options were granted to the Brophy Trust on January 28, 2014, under the Plan. All 50,149 options are currently vested.
F4These Restricted Stock Awards were issued to the Brophy Trust on January 28, 2014, under the Plan. All 127,389 shares of restricted stock are currently vested.
F5These Non-Statutory Stock Options were granted to the Reporting Person on March 11, 2014, under the Plan. These options will vest (a) as to 100,000 of the underlying shares, on March 11, 2015, and (b) as to 300,000 of the underlying shares, ratably on a monthly basis over a 3.2-year period.