SEC Form 3 · accession 0001477932-15-000267
CUR MEDIA, INC. · CURM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Byron Jamieson
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 12, 2015 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001556226
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 99,998 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Statutory Stock OptionsF1 | $0.90 | holding | — | — | — | Jan 28, 2014 | Jun 12, 2019 | Common Stock | 5,096 | — | D |
| Non-Statutory Stock OptionsF2 | $0.04 | holding | — | — | — | Jan 28, 2014 | Dec 30, 2022 | Common Stock | 127,389 | — | D |
| Non-Statutory Stock OptionsF3 | $1.00 | holding | — | — | — | Mar 11, 2018 | Mar 11, 2024 | Common Stock | 617,516 | — | D |
| WarrantsF4 | $2.00 | holding | — | — | — | Jan 28, 2014 | Jan 27, 2019 | Common Stock | 100,000 | — | D |
Explanation of responses
- F1These Non-Statutory Stock Options were granted to the Reporting Person on January 28, 2014, under the Issuer's 2014 Equity Incentive Plan (the "Plan"). All 5,096 options are currently vested.
- F2These Non-Statutory Stock Options were granted to the Reporting Person on January 28, 2014, under the Plan. All 127,389 options are currently vested.
- F3These Non-Statutory Stock Options were granted to the Reporting Person on March 11, 2014, under the Plan. These options will vest (a) as to 154,379 of the underlying shares, on March 11, 2015, and (b) as to 463,137 of the underlying shares, ratably on a monthly basis over a 3.2-year period.
- F4These Warrants were granted to the Reporting Person on January 28, 2014, in connection with a private placement the Issuer conducted. All of the Warrants are currently exercisable.