SEC Form 4 · accession 0001209191-15-081403
RMR Industrials, Inc. · RMRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Gregory M. Dangler
Officer — President, CFO & Secretary · Director · 10% Owner
Principio Management LLC
10% Owner
Period of report
Nov 6, 2015
Accepted (ET)
Nov 19, 2015 · 7:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001556179
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | Nov 6, 2015 | G | 260,000 | $0.00 | D | 0 | I | By Rocky Mountain Resource Holdings Inc. |
| Class B Common StockF1,F3 | Nov 6, 2015 | G | 60,000 | $0.00 | A | 60,000 | I | By Principio Management LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3,F4,F5,F1 | — | holding | — | — | — | — | — | Class B Common Stock | 474,983 | 9,499,657 | I |
Explanation of responses
- F1Reflects the 1-for-20 reverse stock split effected on September 4, 2015.
- F2The shares are owned directly by Rocky Mountain Resource Holdings, Inc. ("RMRH"), a former ten percent owner of the Issuer, and indirectly by Gregory M. Dangler ("Dangler"). Dangler is a director and the President and Chief Financial Officer of RMRH and has shared voting and dispositive power over the shares held by RMRH. Dangler is also a director, the President, the Chief Financial Officer, the Secretary, and a ten percent owner of the Issuer.
- F3The shares are held directly by Principio Management LLC ("Principio"), a ten percent owner of the Issuer, and indirectly by Dangler. Dangler holds 100% of the membership interests of Principio and is the manager thereof.
- F4The Class A Common Stock is convertible into one post-split share of Class B Common Stock for each share of Class A Common Stock so converted.
- F5The Class A Common Stock is convertible at any time, at the holder's election, and has no expiration date.