SEC Form 4 · accession 0001209191-15-081402

RMR Industrials, Inc. · RMRI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

Officer — Chief Executive Officer · Director · 10% Owner

Other

10% Owner

Period of report

Nov 6, 2015

Accepted (ET)

Nov 19, 2015 · 7:57 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001556179

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class B Common Stock^F1,F2	Nov 6, 2015	G	260,000	$0.00	D	0	I	By Rocky Mountain Resource Holdings Inc.
Class B Common Stock^F1,F3	Nov 6, 2015	G	80,000	$0.00	A	80,000	I	By 77727111, LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class A Common Stock^F3,F4,F5,F1	—	holding	—	—	—	—	—	Class B Common Stock	539,586	10,791,701	I

F1Reflects the 1-for-20 reverse stock split effected on September 4, 2015.
F2The shares are owned directly by Rocky Mountain Resource Holdings, Inc. ("RMRH"), a former ten percent owner of the Issuer, and indirectly by Chad Brownstein ("Brownstein"). Brownstein is a director and the Chief Executive Officer of RMRH and has shared voting and dispositive power over the shares held by RMRH. Brownstein is also a director, the Chief Executive Officer, and a ten percent owner of the Issuer.
F3The shares are held directly by 77727111, LLC ("77727111"), a ten percent owner of the Issuer, and indirectly by Brownstein. Brownstein holds 100% of the membership interests of 77727111 and is the manager thereof.
F4The Class A Common Stock is convertible into one post-split share of Class B Common Stock for each share of Class A Common Stock so converted.
F5The Class A Common Stock is convertible at any time, at the holder's election, and has no expiration date.