SEC Form 4 · accession 0001104659-16-088200
Fairway Group Holdings Corp · FWMHQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard Glickberg
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555492
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units for Class A Common StockF1,F2,F3 | — | Dec 31, 2015 | A | 55,163 | A | — | — | Class A Common Stock, par value $0.00001 per share | 55,163 | 55,163 | D |
Explanation of responses
- F1Pursuant to the Separation Agreement dated December 8, 2014 between the reporting person and the Issuer, the Restricted Stock Units ("RSUs") were issued to the reporting person under the Issuer's 2013 Long-Term Incentive Plan in payment of a portion of his severance for the period from October 1, 2015 to December 31, 2015, based on the closing price of the common stock on December 31, 2015.
- F2Each RSU represents a contingent right to receive one share of Class A Common Stock.
- F3All RSUs are vested, but the shares issued in settlement thereof shall be issued on December 31, 2016.