SEC Form 4 · accession 0001104659-15-053736
Fairway Group Holdings Corp · FWMHQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard Glickberg
Director
Period of report
Jul 9, 2015
Accepted (ET)
Jul 28, 2015 · 2:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.00001 per shareF1 | Jul 9, 2015 | M | 28,195 | $0.00 | A | 286,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units for Class A Common StockF2,F3,F4 | — | Jul 9, 2015 | M | 28,195 | D | — | — | Class A Common Stock, par value $0.00001 per share | 28,195 | 0 | D |
Explanation of responses
- F128,195 shares of Class A Common Stock were issued on July 9, 2015 pursuant to and in settlement of Restricted Stock Units ("RSUs") owned by the reporting person.
- F2Consists of RSUs granted under the Issuer's 2013 Long-Term Incentive Plan on June 30, 2014 in payment of a portion of Mr. Glickberg's salary for the calendar quarter ended June 30, 2014.
- F3Each RSU represented a contingent right to receive one share of Class A Common Stock.
- F4The 28,195 RSUs were vested upon being issued on June 30, 2014, but Class A common stock was not to be issued in settlement of the RSUs until June 30, 2015.